The view that Jesus was executed by some authority in
Palestine was only one way in which the disappearance of Jesus was
explained. Another explanation was that Jesus was taken up into
heaven. This explanation particularly appealed to those who knew
facts about Jesus' last days that did not fit with the hypothesis of
his execution; those, for example, who saw him in Galilee after his
escape from Jerusalem and found no evidence of any move by Herod
against him. Some of these may have had other explanations such as
that Jesus went into exile. But in view of their love for him and
their amazement at his healing miracles most inclined to the view of
his ascension.
A number of writers have noted that the traditions of
exaltation or ascension are independent of resurrection. One cannot
be deduced from the other. Resurrection is not a necessary prelude
to ascension, so that it is possible to speak of Jesus' return to
the Father without resurrection language. (See, e.g., Pheme Perkin,
Resurrection, 1984, pp. 20-21; R. E. Brown, The Virginal
Conception and Bodily Resurrection of Jesus, E. Schillebeeckx,
Jesus, 533-38.) But if the tradition of Jesus' ascension was
independent of the tradition of resurrection, then it could also be
independent of the tradition of his death.
In this chapter I review the tradition of Jesus'
ascension and show that originally this tradition was independent of
the tradition of Jesus' death, thus supporting the view presented
above, namely that the death and the ascension were two alternative
ways of explaining the generally unknown fate of Jesus.
The tradition of Jesus' ascension is extremely early
and has a stronger attestation than the tradition of Jesus'
execution. For, all the extant documents that mention the execution
also mention the resurrection which assumes some form of ascension,
since these documents do not present the risen Jesus to be living
somewhere on earth. But the reverse is not true, for, there are some
documents such as the Gospel of Thomas which do not mention the
execution but assume Jesus to be living and hence ascended.
Explicit references to the ascension are abundant.
Paul refers to it in Ephes 4:8-10 and in 1 Thess 1:10 he waits for
the Son from heaven. Luke-Acts actually describes the ascension
(24:50-53; Acts 1:6-11) and John refers to it in clear terms (3:13,
20:17 etc).
Just as traditions of Jesus' execution started with
brief speculations like "he was crucified by Pilate", "the Jews
killed him" or "Herod slew him," so also traditions of Jesus'
translation to heaven (without death) started with brief statements
like "God raised him up,""he was lifted up,""he was received up into
heaven." And just as the brief statements about execution were
developed into passion narratives, so also the short formulas about
Jesus' ascension were developed into accounts of ascension, although
commonplace knowledge about executions provided much more extensive
material for the narrators of the passion than did the legends of
ascensions of earlier figures out of which the narrators of
ascension had to weave their accounts. And finally, just as we find
various narratives of Jesus' execution, so also we find various
accounts of Jesus' ascension. We now proceed to examine to examine
these accounts.
Ascension from Jerusalem
It is convenient to begin with those accounts which
have the earliest attestation, although, as it will be seen below,
these are not the earliest accounts. The accounts with
the earliest attestation are found in Luke-Acts and the Gospel of
Peter and they all place the ascension in Jerusalem, albeit at
different locations.
According to the conclusion of Luke, Jesus ascended
to heaven from Bethany presumably on the same day he appeared to the
disciples:
And he led them as far as
Bethany: and he lifted up his hands, and blessed them. And it
came to pass, while he blessed them, he parted from them, and
was carried up into heaven (Luke 24:50-52). [Some ancient
authorities omit the words "and, he was carried up into heaven".
But at this point in Luke the most natural way of understanding
Jesus' departure is his ascension.]
A different account of the ascension is found in the
beginning of Acts. Jesus is seen after his resurrection for a period
of forty years. Then they assemble at some unspecified place, where
Jesus discourses with them. Then:
After he had said these things,
while they were looking on, he was lifted up and a cloud caught
him up from their vision. And as they were gazing into the sky
while he was on his way, also, look! two men in white garments
stood alongside them, and they said: "Men of Galilee, why do you
stand looking into the sky? This Jesus who was received up from
you into the sky will come thus in the same manner as you have
beheld him going into the sky."
Then they returned to Jerusalem
from a mountain called the Mount of Olives ... (1:9-12).
Here Jesus is being lifted up to heaven in full view
of the apostles with the same body that he had during his life and
with which he rose from the dead. The cloud does not serve the
purpose of making Jesus' ascension mysterious possibly hiding his
transformation into a divine form. The cloud hides Jesus only when
he had risen sufficiently high, so that it was only the later part
of the journey to heaven that the apostles could not see.
When in Acts 1:6 Luke talks of the assembling of
Jesus and the disciples he does not tell where they assembled but in
1:12 he presents the disciples returning from the Mount of Olives
near Jerusalem implying that the assembly and the ascension took
place on the Mount of Olive. This rather conniving way of telling us
about the place of ascension together with the form of address, "Men
of Galilee," used by the two men in white garments suggests that the
tradition Luke is using placed the ascension away from Jerusalem,
probably in Galilee, although in placing the ascension in Jerusalem
Luke may not be inventing tradition but using an already existing
tradition.
The tradition that Jesus ascended from Mount of
Olives and that he ascended from Bethany may not be irreconcilable,
at least in the mind of Luke, since Bethany was situated on the
lower slopes of the Mount of Olives and ascension from one may be
described as ascension from the other. However, originally the two
traditions seem to be independent. Jesus frequented both Mount of
Olives and Bethany (Mark 11:1,11, 12, 14:3, 26, Luke 22:39, John
12:1, 18:1-2 etc). In Jerusalem, therefore, these two places would
be the most natural to be connected with the ascension. But there
may be more to the two traditions. It is possible that after his
last supper Jesus actually went to Bethany via the Mount of Olives
and it was from Bethany that he secretly left Jerusalem. Therefore,
in the knowledge of some persons Jesus disappeared from Bethany,
which meant that he ascended to heaven from there. The venue then
moves to the Mount of Olives because a mountain is a proper place
for ascension, especially since Mount of Olives had religious
significance and earlier traditions of ascension from Galilee also
placed the ascension from a mountain (see below).
A third and completely different account of the
ascension from Jerusalem is given in the Gospel of Peter (written
somewhere between 70-150 C.E.):
Now ... there rang out a loud
voice in heaven, and they saw the heavens opened and two men
come down from there in great brightness and draw nigh to the
sepulchre. That stone which had been laid against the entrance
to the sepulchre started of itself to roll and give way to the
side, and the sepulchre was opened, and both the young men
entered in. And whilst [the soldiers] were relating what they
had seen, they saw again three men come out from the sepulchre,
and two of them sustaining the other and a cross following them,
and the heads of the two reaching to heaven, but that of him who
was led of them by the hand overpassing the heavens. And they
heard a voice out of the heavens crying, "You have preached to
them that sleep?" and from the cross there was heard the answer,
"Yea" (9:35-10:42).
That the Gospel of Peter is talking about ascension
is shown by two statements. First, the heads of the two men and
Jesus reach to heaven and beyond. This may be reference to huge
height of the three men, which is often used to depict the
importance and stature of heavenly beings. But it more strongly
suggests an ascending trio, especially since the size of the two men
is not depicted as huge during their descent. Second, the women who
later come to the tomb are told: "He is not here. For he is risen
and gone thither whence he was sent" (13:57).
The following interpolation into Mark 16:4 in a codex
(Codex Bobiensis or k, connected with the monastery of Bobbio in
northern Italy and dated in the fourth century) gives a similar
account which is much more clearly an account of the ascension:
But suddenly at the third hour of
the day [about 9:00 a.m.] there was darkness over the whole
circle of the earth, and angels descended from the heavens, and
as they were rising in the glory of the living God, at the same
time they ascended with him, and immediately it was light. Then
the women went to the tomb ... [Metzger (quoted in Crossan,
The Cross That Spoke, p. 344) corrects "they were rising" to
"he [the Lord] was rising." Others suggest that "they" in "they
were rising" alludes to the two men and Jesus in the ascension
tradition.]
The two accounts in Luke-Acts and the Gospel of
Peter/Codex Bobiensis correspond to two different ways in which the
ascension was seen in relation to the appearances. In Luke-Acts
Jesus appears to the disciples after a bodily resurrection and then
ascends to heaven. In the Gospel of Peter/Codex Bobiensis Jesus
ascends to heaven from the tomb and then appears to the disciples in
some form. That the ascension of Jesus can move to or from the tomb
is the first indication that ascension was at one point independent
of the death. Another indication is provided by the tradition of
Jesus' transfiguration.
Ascension from Galilee
The accounts of Jesus' ascension from Galilee seem to
have existed before those from Jerusalem. This is not only supported
by indications that the account of ascension in Acts is dependent on
an account of ascension from Galilee but also by strong evidence
that the story of the transfiguration of Jesus, found in all the
synoptic gospels (Mark 9:2-8=Matt 17:1-8=Luke 9:28-36, cf. 2 Pet
1:16-18, John 12:28) as a Galilean story, was originally an account
of ascension. The appearance of Moses and Elijah who are among the
men believed to have been taken to heaven itself suggests ascension.
But there are also many links of the story of the transfiguration
with stories of ascension. Thus in the account of Jesus' ascension
from the tomb in the Gospel of Peter (see above) the two men
appearing in great brightness and a voice from heaven establish a
connection with the transfiguration story. Likewise the presence of
a "cloud," "two men" ("in glory" or "in white garments,") and a
"mountain" link the transfiguration story with the account of
ascension in Acts. In Luke's version of the transfiguration it is
explicitly stated that "they entered into the cloud" recalling Acts
1:9: "a cloud caught him up". "They" who entered into the cloud in
Luke's account of the transfiguration are almost certainly Moses,
Elijah and Jesus, although Luke's statement is not explicit.
However, the Ethiopic Apocalypse of Peter (first half of the
second century) is explicit:
And there came a great and
exceeding white cloud over our heads and bore away our Lord
and Moses and Elias. And I trembled and was afraid,
and we looked up and the heavens opened and we saw men in the
flesh, and they came and greeted our Lord and Moses and Elias
and went into the second heaven (v.17, quoted from NTA, II,
682-683).
This passage is linked with the transfiguration not
only by the reference to the cloud, Moses and Elijah, but also by
the statement that Peter, who is the purported author, trembled and
was afraid; this statement recalls Mark 9:6, where the disciples are
"terrified" after witnessing the transfiguration.
There are also other accounts of ascension which have
connections with the transfiguration story. Thus in the Acts of
Pilate (whose earliest version may come from the first half of
the second century) three Jews from Galilee testify one after the
other:
As he sat on the mountain Mamilch
and taught his disciples, we saw that a cloud overshadowed
him and his disciples. And the cloud carried him up to
heaven, and his disciples lay on their faces on the ground
(XVI.5, NTA, p. 468).
Compare the underlined words with the words in Luke's
version of the transfiguration: "a cloud came and overshadowed them"
(9:34).
The Epistula Apostolorum (second century)
concludes the story of Jesus with the following account of the
ascension:
And after he had said this and
ended the discourse with us, he said again to us, "Look! After
three days and three hours he who sent me will come that I may
go with him." And as he spoke there was thunder and lightning
and an earthquake, and the heavens divided and a bright cloud
came and took him away. And we heard the voice of
many angels as they rejoiced and praised and said, "Assemble us,
O priest, in the light of glory." And when he (or, they,
according to other manuscripts) had come near to the firmament
of the heaven, we heard him say, "Go in peace" (ch. 51).
Earlier in the Epistula (ch. 13) we were told that
Jesus performed the function of a priest before his descent to this
world. He entrusted this function to the archangels until he should
return to the Father. In the above passage the voice of the angels
that the disciples hear welcomes Jesus back to his priestly
function. The combination of cloud and voice provides a clear link
between this account of ascension and the transfiguration story.
The fact that the transfiguration story has
connections with accounts of ascension found in many different
documents from the first two centuries is a strong indication that
transfiguration was originally an ascension story. However, other
interpretations have been proposed by some scholars. Thus it has
been suggested by some that the transfiguration was originally a
resurrection-appearance story. But this is unlikely since the
connections between the two types of stories are very weak. In a
resurrection-appearance story there is never a cloud or a voice or
two men (except in some versions of the empty tomb story which is a
completely different type of story). Another suggestion is that the
transfiguration is a pre-figuration of the parousia. This suggestion
has some basis in the fact that the synoptic gospels refer to the
coming of the kingdom of God (Matthew: Son of Man) within the
lifetime of Jesus' generation just before the transfiguration story
(Mark 9:1=Matt 16:28=Luke 9:27). But this reference could simply
mean that before his ascension Jesus one last time looks forward to
the imminent coming of the kingdom (cf. Acts 1:10-11, where two
angels talk of Jesus' return as he ascends to heaven). Another basis
for the suggestion that the transfiguration is a pre-figuration of
the parousia is that some features of the story have an apocalyptic
coloring, e.g. clouds, raiment of light worn by the angels but these
features are not at all unique to apocalyptic visions and
expectations. And in any case, Jesus' ascension, in so far as it
establishes him as the Son of Man/Messiah who is to return soon,
could well acquire apocalyptic features.
Now if the transfiguration was originally the
ascension, as is highly probable, then this leads to two
conclusions. First, the tradition of ascension from Galilee is
earlier than the tradition of ascension from Jerusalem, since the
transfiguration, which invariably takes place from Galilee, is
mentioned in our earliest gospel. Second, the tradition of Jesus'
ascension is independent of the tradition of Jesus' death. For, the
transfiguration takes place before the death of Jesus while the
ascension takes place after the death, so that if the
transfiguration was originally the ascension, then this shows that
the ascension could move before or after the death, implying that
the two events originally were not tied together in any fixed
sequence and therefore were independent.
The original identity of the transfiguration and the
ascension raises two questions: First, why did an account of the
ascension end up in the ministry of Jesus? Second, how did ascension
become transfiguration? The model developed in Ch. 5 enables us to
answer the first question: the ascension was originally a part of
the tradition concerning Jesus' brief stay in Galilee after his
escape from Jerusalem. This tradition was variously combined with
the tradition of Jesus' execution in Jerusalem. The way followed in
the Markan tradition is that the stories related to the stay in
Galilee were moved before the death. In this way the ascension moved
into the ministry. The second question may be answered as follows:
Once ascension moved into the ministry, it could only be interpreted
as the kind of ascent to heaven after which a person returns to the
earth and continues to live as before, sometimes gaining a sort of
quasi-deification. We know of such an experience of ascent from
different sources. It is mentioned by Paul in 2 Cor 12:2-4, it is
described in one of the recently published Qumran texts (4Q491),
already quoted in Ch. 1, and it is found in Papyri Graecae Magicae (PGM).
Morton Smith has suggested that Jesus practiced a secret, nocturnal
baptism by water which, among other things united the disciple with
him and caused him to ascend into the heavens along with Jesus and
thus into the kingdom of God. There is not enough evidence to
attribute such a practice to Jesus, but we can assume that
Christians were generally aware of the experience of visionary
ascent to heaven and some of them claimed to have actually
experienced such an ascent, as is clear from the passage from Paul
(2 Cor 12:2-4). It is also likely that the ascent was interpreted as
entering the kingdom of God or of Christ. When Jesus' ascension
moves into the ministry it becomes this type of visionary ascent to
heaven whose experience is shared by the disciples and is
interpreted as an experience of the coming kingdom of Christ with
all its glory.
Ascension and passion traditions
Yet another indication that ascension tradition was
originally independent of the tradition of the death is provided by
close parallels between the two traditions which suggest that they
were originally two different versions of how the ministry of Jesus
ended. In Ch. 20 we shall see a remarkable series of striking
parallels between the transfiguration and the synoptic tradition
concerning what happened just before Jesus' death at Gethsemaine on
the Mount of Olives. Here we note some parallels between an account
of the ascension in Pistis Sophia and the passion of Jesus in
the gospels. In the Gnostic Pistis Sophia we read:
Now it came to pass that the
disciples were sitting together on the Mount of Olives, ...,
while Jesus sat a little apart from them. But it came to pass on
the 15th of the moon in the month Tybi [January], which is the
day on which the moon becomes full, on that day now, when the
sun was come out upon its path, there came behind it a great
power of light, gleaming very bright ... But that power of light
descended upon Jesus and surrounded him entirely, while he sat
apart from his disciples, and he shone exceedingly, and the
light that was upon him was beyond measure...Jesus rose up or
flew into the heights ... And the disciples followed him with
their eyes, and none of them spoke, until he reached the heaven,
but they were all in great silence. This now came to pass on the
15th of the moon, on the day on which it becomes full in the
month Tybi. Now it came to pass, when Jesus went up into the
heaven, after three hours, all the powers of the heaven were
troubled, and they all trembled together ... and the whole earth
moved, and all that dwell upon it. And all men in the world were
troubled, and the disciples also, and all thought: Perhaps the
world will be rolled up. And all the powers that are in the
heaven ceased not from their agitation, they and the whole
world, and they were moved one against the other from the third
hour of the 15th of the moon <in the month> Tybi until the ninth
hour of the following day. But the disciples sat together, in
fear, and they were exceedingly troubled; but they were afraid
because of the great earthquake which took place, and wept with
one another, saying: What then will happen? Perhaps the Savior
will destroy all places. While they now said this and wept to
one another, then the heavens opened, about the ninth hour of
the following day, and they saw Jesus descend, shining very
bright, and the light in which he was beyond measure... But it
came to pass, when the disciples saw this, they were exceedingly
afraid, and were troubled. Jesus ... spoke to them, saying: Be
of good cheer; it is I, be not afraid. Now it came to pass, when
the disciples heard these words, they said: O Lord, if it be
thou, draw to thyself thy glorious light, that we may be able to
stand, else our eyes are darkened and we are troubled, and also
the whole world is troubled because of the great light that is
in thee. Then Jesus drew to himself the splendor of his light;
and when this had come to pass all the disciples took courage,
stood before Jesus, and all fell down together and worshipped
him, rejoicing with great joy; they said to him: Rabbi, whither
didst thou go ... Then spoke Jesus, the merciful, to them:
Rejoice and be glad from this hour on, for I went to the places
out of which I came. From henceforth will I speak with you
openly (Greek: parrhesia)..., and I will speak to you face to
face without parable (Greek:parabole) ... (c.2-6; NTA, I,
253-256).
This passage has a number of parallels with the
passion tradition, which can be summarized as follows:
|
ASCENSION/APPEARANCE IN PISTIS
SOPHIA |
CANONICAL PASSION |
|
1) Place: Action
begins on Mount of Olives, where Jesus and disciples are
assembled, Jesus sitting apart from them. |
Action begins on Mount of Olives, where
Olives, where Jesus and the disciples are the assembled, Jesus
going a little farther
from them and praying (Mark 14: 26, 35). |
|
2) Date:15th of the
moon (in the month of January) |
15th of the moon [Passover night, 15th
Nisan] (Mark 14:12, 17)
|
|
3) Time and events:
Jesus ascends to heaven at 6 a.m. (daybreak) Cosmic
upheavals, including an earthquake, begin at 9 a.m. (3rd
hour) The world is troubled Upheavals end at 3 p.m. the
following day; Jesus descends and appears to the disciples |
Jesus brought
before Pilate at 6 a.m. (morning) (Mark 15:1) Jesus crucified at
9 a.m. (3rd hour) (Mark 15:25) Universal upheavals. Shaking of
the whole
earth (Recognitions 1:41:2-3, Matt 27:51) The world
suffers (Recognitions 1:41:3)
The sun darkens at noon (6th hour) (Mark 15:33)
By about 3 p.m. (9th hour) the same day
the darkness ends, Jesus dies, the curtain
of the temple is torn (Mark 15:33-38)
the earth shakes, rocks split and many dead are revived (Matt.
27:51-52). Two days later Jesus appears to his disciples (Mark
16:1)
|
These parallels are too close to be dismissed. It is
also unlikely that one of the two traditions has grown out of the
other. The most plausible explanation of the parallels is that here
we have two completely different versions of events during the last
days of Jesus' ministry, with each version influencing the other at
some stage after the formation of the two versions.
Behind the canonical passion narratives there is, of
course, the tradition that Jesus was arrested somewhere on or near
the Mount of Olives, executed and buried and then rose again on the
third day to appear to the disciples. It is possible that the
mountain of ascension is identified with the Mount of Olives in
order to reject this canonical tradition: after the last supper
Jesus ascended to heaven instead of getting arrested there and being
killed later and then rising again on the third day. In some
documents this mistaken identification of the mountain of ascension
with the Mount of Olives is found alongside with the earliest
tradition of ascension from Galilee and the Mount of Olives is
placed in Galilee! (see the quotation from the Sophia Jesu
Christi in NTA, p. 246, ).
The month of January is perhaps connected with the
fact that the Feast of Christ's Baptism was celebrated by the church
as his epiphany on January 6, which was also held to be the date of
the miracle at Cana in John 2:1-12. The date becomes 15th of the
moon because the last supper and the subsequent trip to the Mount of
Olives took place on the 15th of the month of the lunar month Nisan.
Perhaps connected with this is the fact that according to Clement of
Alexandria some of the Basilidian gnostics celebrated annually the
baptism of Jesus on the 15th of January (Strom I, 21:146:2; NTA, I,
p. 253) and that some of these Gnostics also denied the crucifixion
of Jesus (see Ch. 12).
In the canonical account of the death of Jesus on the
cross the various portents are not understandable in a natural way.
It is not clear, for example, why the darkness should cover the land
only from the 6th hour (noon) when Jesus was crucified on the 3rd
hour (9 a.m.) and why it should end at the 9th hour (3 p.m.), about
the time when Jesus died. Similarly, it is strange that in Matthew
the tombs are opened and many dead are revived but they come out of
their graves only after Jesus' resurrection.
In contrast, in the ascension tradition behind the
Pistis Sophia the cosmic upheavals are far more understandable. The
ascension was followed by the appointment of Jesus as the Christ
which signified the new cosmic order that was about to come. It was
natural that this should be followed by some upheavals in the
existing order (cf. Rev., where earthquakes, flashes of lightning,
peals of thunder etc accompany events in heaven manifesting a move
towards the establishment of the kingdom of God; see, e.g., 11:13,
where a great earthquake takes place at the moment the two witnesses
ascend to heaven; also, 11:15, 19.)
There are also noteworthy parallels between the
canonical account of Jesus' walk on water (Mark 6:45-52, Matt
14:22-23, John 6:16-21) and Jesus' post-ascensional appearance in
Pistis Sophia. In all three canonical gospels that report the walk
on water it is stated that Jesus went up a mountain by himself. Mark
and Matthew say that Jesus wanted to pray while John says that he
wanted to escape the crowd who were about to make him a king by
force. The disciples meanwhile took a boat (according to Mark and
Matthew, at the instruction of Jesus) and rowed towards Bethsaida
(Mark) or Capernaum (John). Early next morning (lit. in the fourth
watch in the night according to Mark and Matthew but John is less
clear about the time) the disciples saw Jesus coming towards them,
walking on the water. At this point very close parallels begin with
the account of Jesus' post-ascensional appearance in Pistis Sophia.
In both accounts, the disciples are terrified and Jesus tells them:
"Be of good cheer, it is I, be not afraid" (John omits "Be of good
cheer"). In Pistis Sophia, the disciples say: "O, Lord, if it be
thou, draw to thyself thy glorious light." In Matthew, Peter says:
"Lord, if it be thou, bid me come unto thee on the water." In both
Pistis Sophia and Matthew, the disciples then worship Jesus.
In the canonical gospels it is not clear what
function Jesus' trip to the mountain plays. The story in Pistis
Sophia suggests the link: Jesus went up to the mountain with the
disciples, was taken to heaven from there; the disciples then take a
boat to go to their homes when on the way Jesus appears to them. The
canonical version has suppressed the ascension. Note that in the
canonical story Jesus' appearance to the disciples takes place the
day after his trip to the mountain, just as his appearance to the
disciples takes place in Pistis Sophia the day following his
ascension from the Mount of Olives.
The canonical version seems to be more original in
putting the scene in Galilee. When the scene shifts to the Mount of
Olives in Jerusalem the lake and the boat disappear. In Pistis
Sophia the appearance of Jesus also becomes a luminous appearance of
the type favored by gnosticism.
Thus both the canonical gospels and Pistis Sophia are
ultimately dependent on a primitive tradition according to which
Jesus ascended to heaven as he and his disciples were assembled
together on a mountain in Galilee and then appeared to them about a
day later.
The passage from Pistis Sophia also has striking
parallels with the farewell discourses in John. Indeed, we can say
with some justification that what is promised in the farewell
discourses, is fulfilled in Pistis Sophia. Thus in John Jesus says:
Do not let your hearts be
troubled... In my Father's house there are many dwelling places.
If it were not so, would I have told you that I go to prepare a
place for you? And if I go and prepare a place for you, I will
come again ...(John 14:1-3)
Do not let your hearts be
troubled, and do not let them be afraid. You heard me say to
you, 'I am going away, and I am coming to you." (14:27-28).
A little while, and you will not
see me, and again a little while, and you will see me (16:16).
In Pistis Sophia Jesus does exactly he says in the
above verses from John. He first disappears, going to the places
from where he came, and then a little while later he reappears.
In John Jesus tells the disciples:
Very truly, I tell you, you will
weep and mourn, but the world will rejoice; you will have pain,
but your pain will turn into joy (16:20).
In Pistis Sophia the disciples are troubled, afraid
and weep, but when they see Jesus again they rejoice with great joy.
However, in Pistis Sophia the world is also troubled.
In John Jesus says in the context of his being lifted
up:
Now is the judgment of this
world; now the ruler of this world will be driven out (John
12:31).
In Pistis Sophia the cosmic upheavals mentioned after
Jesus is lifted up to heaven look like a judgment of the world and
its rulers. This also explains why in Pistis Sophia the world is
troubled at Jesus' ascension.
Finally, in John Jesus says:
The hour is coming when I will no
longer speak to you in figures, but will tell you plainly
(Greek: parrhesia) of the Father (16:25).
In Pistis Sophia the time of plain talk actually
comes.
In view of the above parallels it seems reasonable to
assume that in an earlier Johannine tradition the farewell
discourses were followed by an account of the ascension and a
subsequent appearance, similar to the above account in Pistis
Sophia. This account fulfilled what the discourses promised. In the
present edition of John, this account of the ascension and
appearance has been replaced by the narratives of passion and
resurrection. This view is consistent with the fact that in contrast
to Mark, in John the "figurative" references by Jesus to his
disappearance are interpreted in the "plain" talk of the ascension
(see Ch. 5). Also, the farewell discourses in John, especially John
14, which represents the earliest version of the discourses, have
the closest parallels in the Mandaean texts, where the redeemer
speaks to the believers he has gathered together before his
ascension. The following are some of the parallels between John 14
and the Mandaean texts (see Bultmann, John, p. 598, n. 6; p.
603, n.5; p. 606, n.3; p. 610, n. 4; p. 623, n. 4)).
1) John 14:1-3 is strikingly similar to:
Ginza 259.33ff, where Manda dHaije says before his
ascension: "I will go to assign a place to Hibil in the new abode,
and then I will come quickly to you. Do not be afraid of the sword
of the palnets, and let there be no fear or anxiety among you.
Afterwards, certainly, I come to you. The eye of life is directed to
you. I covered you with the garment of life, which it had lent you.
Truly, I am with you. Every time that you seek me, you will find me;
every time that you call me, I will answer you. I am not far from
you."
Ginza 261.15ff., where Manda dHaije speaks to Anos:
"Do not be afraid or anxious, and do not say: they have left me
behind in this world of evil. For I am coming to you soon" (cp.
264.4f).
Ginza 268.4ff., where he says: "Behold, I am going to
the house of life now, then I will come and will free you from the
evils and sins of this world .. I will lead you up on the way on
which Hibil the righteous and Sitil and Manda dHaije are ascending,
away from this world of evils".
Mand. Lit. 138, where a prayer to Manda dHaije says:
"Thou art he who builds up, and brings out from the midst of nations
... everyone who is called, desired and invited. To everyone whose
lot is full, thou art a helper, guide and leader to the great place
of light and to the brilliant dwelling".
2) John 14:4-7 is best understood in the light of the
fact that the knowledge of the way, along which the soul
which is separating from the body has to go to enter the world of
light, and the knowledge of the leader who knows the way, can
be described as a corner-stone of Gnosticism ... Cp. Mand. Lit.
38:"Thou hast shown us the way, along which thou hast come out of
the house of life. Along it we want to make the journey of true,
believing men, so that our spirit and our soul abide in the Skina of
life ...". 134f.: "Thou camest, hast opened the door, made level the
way, trodden out the path . Thou wast a helper, guide and leader to
the race of life. Thou hast ... brought it out to the great place of
light, and to the shining dwelling." Further, ... Ginza 95, 15; 247,
16ff.; 271,26f.; 395,3ff....". Also, the combination of the concepts
"way", "truth" (interchangeable with "gnosis") and "life" is
typically Gnostic. Cp. Mand. Lit. 77: "Thou hast brought us out of
death. Thou hast shown us the way of life, and made us walk the path
of truth and faith." In Ginza 271, 26 ff. the Kusta is addressed
"Thou art the way of the perfect, the path that ascends to the place
of light. Thou art the life from eternity ...Thou art the truth
without error."
3) John 14:12 has a parallel in Ginza 319,3f., the
messenger says to the "men of tested righteousness": "I brought them
secret discourses so that they show their miraculous powers to the
ill-disposed."
4) As in John 14:13, so also in Mandaean writings the
departing messenger gives his own the promise that their prayer will
be heard: e.g. Mand. Lit. 140: "You will call, and soon I will
answer. You will pray with your hand, and I will not reject it with
my hand."
5) The promise in John 14:23 has a striking
similarity to the one in such Mandaean texts as Mand. Lit. 198:
"(Behold) the house of my
acquaintance, who know of me,
that among them I dwell,
In the heart of my friends,
in the mind of my disciples.
Ginza 389.23ff., where to the soul "comes" her
"helper" and says:
"Thou shalt dwell with me,
and in thy heart will we find a place"
And Ginza 271.29f., where the Kusta is praised:
"Thou art the life from
eternity,
thou who wentest in, and found a place in (every)
steadfast heart."
6) Although the figure of the Paraclete (Counselor or
Helper) mentioned in John 14:26 probably originated from the Qumran
people or some other closely related Jewish group (Shafaat, "Geber
of the Qumran Scrolls and the Spirit-Paraclete of the Gospel of
John"), Mandaean texts also frequently talk of the redeemer as
Helper (=Jawar).
The above parallels suggest that the farewell
discourses originally represented words spoken by Jesus as he
ascends to the Father just like the Gnostic revealer. This means
that the narratives of Jesus' death and resurrection found in John
18-20 were added later.
Some explicit references to Jesus'
ascension without death
The independence of the ascension tradition from the
tradition of the death is also supported by some more explicit
references to Jesus' ascension in which the death is denied or
ignored.
Most brands of Christianity had by the beginning of
the second century incorporated the tradition of Jesus' execution
within their belief systems and therefore it is remarkable that the
following tradition has survived:
Lastly in the days of King Herod
Baruch is again sent down as an emissary of Elohim. When he came
to Nazareth, he found Jesus, the son of Joseph and Mary, as a
twelve-year-old boy tending sheep, and told him from the
beginning everything which had happened from the time of Edem
and Elohim, and what was to happen in the future, and said: "All
the prophets before you allowed themselves to be seized. Take
heed, Jesus, son of man, that you do not allow yourself to be
seized, but proclaim this word to men, and tell them what
concerns God and the good, and ascend to the good and seat
yourself there by the side of Elohim, the father of us all."
And Jesus obeyed the angel and said: "Lord, all this will I do,"
and he preached. (Hippolytus, Philos. v.26; quoted from
NTA, p. 402).
The tradition is quoted by Hyppolytus in connection
with his description of the system of the Gnostic Justin. Here Jesus
promises to ascend to heaven without being seized, that is, without
arrest, execution or death. We have here a very early Gnostic
tradition. This is shown by the fact that Jesus is presented as
completely human by the mention of his father and mother and his
hometown. He is himself not the heavenly messenger but a servant of
such a messenger.
Related with the above passage perhaps is the
following passage from "The Two Books of Jeu:"
Jesus, the living one, answered
and said to his apostles: "Blessed is he who has crucified the
world, and has not allowed the world to crucify him... (NTA,
p.261).
Another reference to Jesus' ascension without going
through death may be present in Revelation 12, which talks of the
vision of a pregnant woman clothed with the sun and a great red
dragon. The "dragon stood before the woman who was about to bear a
child, so that he might devour her child as soon as it was born. And
she gave birth to a son, a male child, who is to rule all nations
with a rod of iron. But her son was snatched away and taken to God
and to his throne; and the woman fled into the wilderness ..." where
she is subsequently persecuted by the dragon (12:4-6). Here,
apparently, Jesus ascends to heaven without suffering.
Jewish and pagan background
Our final argument in favor of the original
independence of the traditions of Jesus' death and ascension is
provided by other traditions of ascension of Jewish and pagan
figures. For most of these figures the ascension takes place without
death. This is certainly the case in those instances which are
closest to Jesus. From this it appears probable that Jesus'
ascension originally did not assume the death of Jesus.
The cases of ascensions of extraordinary figures in
the Jewish and pagan traditions can be divided into two categories:
1) a person ascends to heaven and then returns to assume an earthly
existence; 2) he ascends to heaven and then continues a heavenly
existence, only to appear now and then to some people or to return
at some future time. Only cases of type 2 are relevant here.
Sometimes it is not clear in particular instances,
whether or not they represent cases of ascension. But in order to
relate the tradition of Jesus' ascension to its background, we need
to examine all types of cases of figures who depart from this world,
assuming some kind of extraordinary life in another world. Thus in
the pagan tradition, there are examples of gods who die but then
assume some type of potent existence which may not be described as
ascension, since this existence may not be in a heavenly world but
in the underworld. These also need to be considered, especially
since such gods have sometimes been used to explain the belief in
Jesus' death and resurrection/ascension.
ASCENSION IN THE JEWISH TRADITION
In the Jewish writings there exist explicit or
implicit traditions of ascensions into heaven of great saints,
patriarchs, kings and prophets of old such as Enoch, Melchizedek,
Elijah, Moses, Job's children and Abraham. However, before reviewing
traditions about these figures we discuss the ascension of a
Sumerian figure which may have provided the very idea of ascension
of a human figure.
ZIUSUDRA. The earliest
account of the ascension of a human figure is found in a six-column
Sumerian tablet, of which the lower third has survived (Kramer,
From the Tablets of Sumer, 179-181, 218-219). The tablet talks
of a king, Ziusudra, who survives an overpowering flood by embarking
a huge baot that he built after being informed about the coming
flood by a deity. Becuase Ziusudra served the gods both before and
after the flood, he was admitted among the gods in the paradise of
Dilmun as an immortal. The relevant part of the tablet reads:
Ziusudra, the king,
Prostrated himself before [the sky-god] An and [the air-god] Enlil.
An and Enlil cherished Ziusudra,
Life like a god they gave him:
Breath eternal like a god they bring down for him.
Then, Ziusudra the king,
The preserver of the name of vegetation and of the seed of
mankind,
In the land of crossing, the land of Dilmun, the place where the
sun rises,
They caused to dwell.
In the story of Ziusudra, there is no ascension in
the strict sense, since the paradise of Dilmun is situated on earth,
as we learn from other tablets. But ascension never simply means to
rise upward. It primarily means a journey towards the divine, to a
place where God or gods dwell, and to assume an immortal existence.
In this latter sense, Ziusudra's translation to Dilmun can be viewed
as an ascension.
The story of Ziusudra was later retold with some
variations in the Babylonian "Epic of Gilgamesh," where Ziusudra is
Utnapishtim (also called Atrahasis, "exceeding wise"). From the
Babylonians or some other Semitic people, the story reached the
Hebrews. Somewhere along the way the two parts of the story --
surviving a great flood in a boat and admittance into the paradise
of the gods as an immortal -- seem to have been separated, the first
part giving rise to the Biblical story of Noah's flood and the
second to traditions about some figures ascending to heaven such as
Enoch and Melchizedek.
ENOCH.
In Gen 5:1-32 the descendants of Adam before Noah are listed. The
reference to each descendant is concluded with the note "and he
died" except in case of Enoch. It is said about him: "Enoch walked
with God; then he was no more, because God took him." Subsequent
tradition about Enoch also makes no mention of his death. In the
second century B. C. E. the belief that Enoch had ascended to heaven
finds expression in the Book of Sirach:
Enoch pleased the Lord and was
taken up, an example of repentance to all generations (44:16).
Later, in the Christian era the belief becomes part
of the New Testament through the following passage in Hebrews:
By faith Enoch was taken so that
he did not experience death; and "he was not found, because God
had taken him" (11:5).
MELCHIZEDEK.
This is the priest-king of Salem (=Jerusalem) who according to Gen
14:17-20 blesses Abraham. He is mentioned again in Psalm 110:4,
where David is declared by God as "a priest for ever according to
the order of Melchizedek". In the Dead Sea Scrolls he is the subject
of a fragmentary text which makes Melchizedek the eschatological
judge. He is called elohim and to him the following passage
from Psalms is applied:
Elohim has taken his place in the
divine council; in the midst of the gods he holds judgment
(Psalms 82:1).
It is probable that in Psalms 110:4 and the Dead Sea
Scrolls Melchizedek is believed to be alive in heaven. The following
passage from Hebrews is therefore expressing a belief that existed
in the time of Jesus:
Without father, without mother,
without genealogy, having neither beginning of days nor end of
life, but resembling the Son of God, [Melchizedek] remains a
priest forever (7:3).
In some ways Melchizedek resembles the Sumerian
Ziusudra. Both are righteous kings. Melchizedek means "king of
righteousness" and Ziusudra is also described in the Sumerian
tablets as a pious king devoted to the gods. Both are said to be
dwelling in the midst of the gods.
ABRAHAM.
In the Testament of Abraham it is related that when the
appointed time of Abraham's death came, God sends his messenger
Michael to inform him of his approaching death. When after finding
it hart to carry his mission Michael finally does give the news to
the patriarch, he requests that he be first granted a bodily
ascension to heaven so that he can learn about death, judgement and
eternity. The wish is granted and Abraham is taken on a journey to
heaven, after which he is returned to earth to meet his death. Even
now it is only after some struggle that he gives in to the angel of
death. His soul is taken up to heaven and his body is buried.
ELIJAH.
The ascension of Elijah is described in 2 Kings 2:1-18. We are told
there that Elijah miraculously parted the river Jordan and then "a
chariot of fire and horses of fire" separated him from Elisha and
"Elijah ascended in a whirlwind into heaven." Elisha watched all
this and so did the prophets at Jericho on the other side of the
river. The ascension appears to be beyond any ambiguity. Yet the
story takes an unexpected turn. The prophets say to Elisha: "See
now, we have fifty strong men among your servants; please let them
go and seek your master; it may be that the spirit of the Lord has
caught him up and thrown him down on some mountain or into some
valley." Elisha agrees reluctantly for he knows the futility of the
exercise. The fifty men searched for three days without finding
anything. This turn in the story shows that the tradition of
Elijah's ascension was not as simple as it may appear from a
superficial reading of the surviving references. The tradition grew
out of extensive speculations about Elijah's fate. The underlying
fact seems to be that Elijah disappeared or his fate was unknown.
Lack of information about Elijah's fate gave rise to the view that
he was taken up into heaven. At first there was no account of the
actual ascension. The ascension was established by the search for
three days. Then the ascension was proved by an actual account
witnessed by some prophets. In 2 Kings 2 we may have an attempt to
combine both types of proofs of the ascension. Another possibility
is that the ascension of Elijah was challenged by the view that he
got lost in a mountain or a valley where he often wandered (1 Kings
17:4-6, 18:12). The purpose of the story is then to dispel such
doubts.
Apparently, some rabbis found the account in 2 Kings
2 ambiguous enough to deny the ascension of Elijah. Thus Rabbi Yose
ben Halafta is reported to have said (around 150 C.E.): "Never did
Shekina descend on earth, nor did Moses and Elijah ascend on high" (Odeberg,
The Fourth Gospel, p. 97). This denial, of course, comes from
theological reasons and not on the basis of any superior knowledge
about the fate of Elijah. The theological reason seems to be that
ascension to heaven opened the door, used by many, to exalt men too
close to God. Perhaps this is the reason that the high priest in the
trial of Jesus and the people in the case of the trial of Stephen
find it offensive when a reference is made to the Son of Man being
seated or standing by the right hand of God.
JOB'S CHILDREN.
It is related in T. Job 39 that Job's house collapsed killing
and burying his children under the debris. His wife wants to dig out
the remains of the children, but Job refuses, insisting that no
bones can be found, since the children were taken up into heaven.
When bystanders mock, Job asks God to intervene. God responds to the
prayer by providing a vision of the children crowned in heaven. Yet
when Job's wife dies, she chooses to be buried near the house where
her children died.
In this story, Job is able to affirm the ascension of
the dead children in order to console his wife because their dead
bodies could not be seen or even easily recovered. Such an
affirmation would be almost inconceivable in Jewish thought if a
child died by a disease and his body was seen and handled by the
parents. For the bystanders, of course, the mere fact that the dead
bodies cannot be seen is not enough to believe in the ascension of
the children. For them the ascension is established by a posthumous
appearance in heaven. Note that this appearance presumes a bodily
resurrection and is considered completely equivalent to an empty
"tomb" since no need is felt after it for checking whether the bones
of the dead children are missing from under the debris. In this
story the appearance is a proof of the empty "tomb" and hence of
resurrection/ascension.
MOSES.
For the compilers of the Pentateuch there was little doubt that
Moses died; they knew nothing of his ascension. But the Pentateuch
leaves one ambiguity about the fate of Moses: Nobody knew his grave.
Thus in its concluding chapter, the Book of Deuteronomy tells us:
Then Moses, the servant of the
Lord, died there in the land of Moab at the Lord's command. He
was buried in a valley in the land of Moab, opposite Beth-peor,
but no one knows his burial place to this day (Deut 34:5-6).
The knowledge of Moses' grave got lost among the
Israelites over the centuries that passed between Moses and the
writing of the Pentateuch. During this time a great deal of
speculation seems to have taken place about where and by whom he was
buried. The above passage gives what was generally agreed upon at
the time of the final compilation of the Pentateuch. But reflections
on the grave of Moses did not cease and older ones did not
completely die after the writing of the above passage, although this
passage played a decisive part in shaping them.
The words "he was buried" in the above passage can
also be read as "he, that is, the Lord buried" Moses. The LXX reads
"they buried him" which probably meant the same thing as "he was
buried" but by the first century "they" were interpreted as "God and
the angels." The view that God buried Moses is taken for granted in
an incomplete sixth century Latin manuscript of a book about Moses,
possibly identical with the much older Testament of Moses known from
earlier lists of apocryphal works. In the book Joshua laments the
prospect of Moses' death and asks, "What place will receive you or
where will be the marker of your sepulchre? Or who as a [mere] man
will dare to move your body from place to place? For all who die
according to their age there are sepulchres in their lands, but your
sepulchre is from the rising to the setting of the sun, from the
south to the limits of the north: the whole world is your sepulchre."
That is, as the people of Israel will continue to move from place to
place after Moses, they need not move Moses' body with them, since
the whole earth is his grave. For the same reason no one place needs
to be marked as his grave.
The above is one way in which lack of knowledge about
Moses' grave was explained. Another is that Moses' grave was unknown
so that idolatrous use should not be made of it. The New Testament
letter of Jude (verse 9) attests to the existence in the first
century C.E. of the story of a contest between the Devil and the
angel Michael to possess the body of Moses. Forms of this story are
found in subsequent sources. In one form, upon Moses' death, Sama'el=Devil
tried to take the body to the people so that they may worship it.
The angel Michael comes and fights with Sama'el and after defeating
him took Moses' body and buried it in a secret place. In another
form of the story the contest is not a physical fight but a legal
battle in the court of God. This is probably a special application
to Moses of the idea that the Devil and Michael both desire to
possess the souls of those who die. In the legal dispute the Devil
gives various arguments why he should possess the body of Moses:
1) Moses murdered an Egyptian.
2) "The body is mine because I am the Master of
matter".
3) God lied in that he brought Moses at the
transfiguration of Jesus while he swore that he will not enter
Palestine.
(See Bauckham (Jude and His Relatives, pp.
252, 258) who refers to Palaea Historica, a Byzantine
collection of biblical legends some of which are derived from
ancient apocryphal works, Severus of Antioch, Life of Moses
(Slavonic) (15th century), and "A scholion on Jude 9".)
But tradition's lack of knowledge about Moses' grave
admits of another explanation: the grave was not known because it
never existed, that is, Moses never died. This explanation probably
did exist and gave rise to the belief in Moses' ascension before the
Pentateuch tradition was accepted by all Jews. The view seems to
have continued to exist for a long time after the writing of the
Pentateuch. Thus Acts of Pilate (second-century) seems to view the
ascension of Moses as comparable to that of Enoch with his death
understood as simply a departure from this world. Thus in XVI.6 the
testimony of three creditable teachers of the law concerning the
ascension of Jesus from mount Mamilch in Galilee is under
examination by a council in the synagogue. One member of the council
says, quoting Gen 5:24, "It is written in the law: Enoch walked with
God, and was not, for God took him." Another says, alluding to Deut
34:5f., "Also we have heard of the death of the holy Moses, and we
do not know how he died. For it is written in the law of the Lord:
And Moses died as the mouth of the Lord determined, and no man knew
of his sepulchre to this day." Yet another teacher refers to Exod
23:20f, a text that was understood to refer to the Elijah-type
eschatological messenger (see Ch. 9). The comparison between Enoch
and Moses becomes even closer in the statement by Annas and Caiaphas:
"You have rightly said what is written in the law of Moses, that no
one knows the death of Enoch and no one has named the death of
Moses." Here there is nothing of the categoricity with which the
Deuteronomy passage affirms the death of Moses.
Most Jews, however, probably took the affirmation of
Moses' death more seriously than did the author of the Acts of
Pilate. They, therefore, either denied Moses' ascension is either
denied or reconciled it with the death and burial of Moses mentioned
in the Pentateuch. Josephus (Ant 4:326) and some rabbis (see
above) denied the ascension of Moses but there were others who
reconciled it with the tradition of Moses' death and burial. This
was done in two ways.
Origen knows of "a certain book" in which "it is
related that two Moses's were seen, one alive in the spirit, the
other dead in the body." Another writer quotes a work as saying that
"it came through the power of the body that there was one body which
was committed to the earth and another which was joined with angels
as its companions" (Bauckham, Jude and His Relatives, p. 263)
(Cf. the Paul McCartney rumor mentioned in Ch. 4).
Philo has the following much more complex way of
reconciling the ascension of Moses with the account of his death and
burial in the Pentateuch, purportedly written by Moses himself:
After a long time, when he was
about to be sent to the other colony in Heaven and, abandoning
mortal life, to be immortalized, having been called back by the
Father, with his dual being of body and soul finally transmuted
into a single nature, wholly and completely transformed into a
pure sun-bright mind, at this point Moses was again carried away
by the Spirit and no longer uttered general oracles to the whole
nation but spoke to one tribe after the other, foretelling the
things about to happen ... (These oracles) are marvelous enough
but especially marvelous is the conclusion of the holy writings
[Deut 34:5-8] ... For when he was already rising up into the air
and standing as it were at the starting line in order that he
might fly straight up the race course to Heaven, Moses was
inspired and possessed by God so that while still living he
prophesied shrewdly concerning his own death ... Such was the
life and such also the death of the King and Lawgiver and High
Priest and Prophet Moses, as commemorated in the sacred
writings.
Here the death and ascension are viewed as a single
event which transformed Moses into a luminous, pure mind that rose
to heaven. The reference to the transmutation of "the dual being of
body and soul" suggests that the body of Moses was also transformed
and therefore did not stay in the grave, but Philo provides no other
indication of that when he refers to the death and burial of Moses.
Elsewhere in his writings there is no mention of bodily
resurrection. He interprets Biblical passages on resurrection (Isa
26:19, Dan 12:2, 2 Macc 7) as references to the immortality of the
soul. He regards the body as "wicked and a plotter against the
soul". At death the soul departs from the body "leaving it bereft of
life" and "we will hasten to rebirth, to be with the unbodied (i.e.
the angels, the powers of God)" (Riley, Resurrection Reconsidered,
pp. 41-42). It seems that Philo devised the idea of the
transmutation of the body and soul into luminous mind specially for
Moses to reconcile the tradition of his ascension with that of his
death and burial.
APPLICATION TO THE JESUS TRADITION.
Note that in all but the case of Abraham the ascension takes place
both in body and soul, with body possibly transformed into another
form. Even in case of Abraham it was felt important that he tastes
ascension in both body and soul before the ascension of the soul at
the death. In four cases (Ziusudra, Enoch, Melchidedek and Elijah)
the ascension takes place without death, while in two cases it takes
place after death and burial (Job's children and Moses). Only in one
case (Elijah) is the ascension actually described and witnessed by
some people and in this case there is no death. When the ascension
takes place after death, it is not actually witnessed by anyone and
is therefore not described. Instead the ground for the belief in the
ascension is provided by the empty or unknown tomb (Moses) and/or
appearances after the death (Job's children) and not by a witness to
the actual ascension. Also, in case of figures who die it is
difficult for the belief in the ascension to get established. The
story of the ascension of Job's children is one of the peripheral
traditions in Judaism, which was perhaps sometimes used to console
grieving mothers. Likewise, the ascension of Moses, nowhere
mentioned in the Old Testament, is far from being an established
belief in Judaism. In contrast, the tradition of ascension is much
more firmly established in case of figures who are not said to die
in the tradition such as Ziusudra, Enoch, Melchizedek and Elijah.
The above observations make it probable that
originally the ascension of Jesus took place without death. This is
because: a) The only two cases of ascension firmly believed by the
Jews are those of Enoch and Elijah and in both cases the ascension
takes place without death. b) The two ways of harmonizing Moses'
ascension with his death and burial adopted by Jewish writers and
the fact that the belief in his ascension could not get establish
show how difficult it would have been for the Jewish Jesus followers
to affirm his ascension in the face of a knowledge of his death and
burial. c) Our examples show that for the tradition of ascension of
a figure to be formed either the whereabouts of the person or his
dead body should be unknown. The Jesus tradition does refer to the
empty tomb, but, as is widely recognized, the empty tomb is not the
ground of the belief in Jesus' ascension in the earliest traditions.
Hence the ground for the belief in Jesus' ascension was a lack of
knowledge about his whereabouts, i.e., his disappearance. d) There
are early accounts describing the ascension of Jesus in the presence
of witnesses. Such an account is found only in one case in the
Jewish tradition and in that case there is no death involved.
Indeed, the eyewitness accounts of ascension and empty tomb are two
alternative ways of establishing the ascension. It is therefore most
unlikely that those who created the eyewitness accounts of the
ascension were thinking of the empty tomb.
ASCENSION IN THE PAGAN TRADITION
In the pagan tradition the ascensions of
extraordinary men is found at least as frequently as in the Jewish
tradition.
ARISTAEUS. Herodotus in his
Histories (IV. 14) records an oral tradition about the Greek
hero Aristaeus who was originally probably a priest of Apollo. One
day Aristaeus had entered into a fuller's shop, when he suddenly
dropped down dead. The fuller shut up his shop and went to inform
the kindred of the deceased. The report of the death had just spread
through the town, when a traveler contradicted it, affirming that he
had met Aristaeus on the road and conversed with him. The relations,
however, proceeded to the fuller's shop to carry the body for
funeral. But when the shop was opened, no Aristaeus was found. Seven
years later he appeared again and wrote the poem "The Arimaspeia",
after which he disappeared a second time.
In this story it is not explicitly stated that
Aristaeus ascended to heaven. But in Greek religion even the
greatest gods lived not in heaven (i.e., the place where the stars
and the sun and the moon are or a place beyond the stars) but on a
mountain. Note that the "ascension" of Aristaeus follows the
resurrection and is concluded on the basis of an appearance of the
deceased hero but is fully established on the basis of the
disappearance of the body ("empty tomb").
ROMULUS.
The ancient story of the translation to heaven of Romulus, the
legendary cofounder of Rome, is found in several versions:
Gliding through the air, [Mars]
came to land on the top of the wooded Palatine hill. There
Romulus was giving his friendly laws to the citizens, and Mars
caught Ila's son [Romulus] up. His mortal body became thin,
dissolving in the air, as a lead pellet shot by a broad sling
will melt away in the sky. (Ovid, Metamorphoses
14:805-851)
There is a place, called by the
old ones the marsh of Caprea. By chance, Romulus, you were there
giving laws. The sun disappeared, and rising clouds obscured the
sky, and a heavy rain shower fell. Then it thundered, the air
was torn by flames. The people fled, and the king (Romulus) flew
to the stars on his father's (Mar's) horses. There was grieving,
and certian senators were falsely charged with murder, and that
belief might have stuck in the people's mind. But Proculus
Julius was coming from the Alba Longa ... Beautiful and more
than human and clothed in a sacred robe, Romulus was seen,
standing in the middle of the road. ... He gave the order and he
vanished to the upper world from Julius' eyes. (Ovid, Fasti
2:481-509)
(When Romulus) was holding a
maneuver in order to review the army at the field near the marsh
of Caprea, suddenly a storm arose, with great lightning and
thunder, and it veiled the king in such a dense cloud that his
form was hidden from the troops; from that time Romulus was not
on earth. ... I believe there were some even then who argued
secretly that the king had been torn apart by the hands of the
senators. [But Julius Proculus said:] "Romulus, O Quirites, the
father of this city, at the first light of this day, descended
from the sky and clearly showed himself to me ..." (Livy, Book
1:16)
(The people, the nobles and
Romulus were gathered together outside Rome when suddenly)
strange and unaccountable disorders with incredible changes
filled the air: the light of the sun failed, and night came upon
them, not with peace and quiet, but with the awful peals of
thunder and furious blasts driving rain from every quarter,
during which the multitude dispersed and fled, but the nobles
gathered closely together; and when the storm ceased and the sun
shone out, and the multitude, now gathered together again in the
same place as before, anxiously sought for their king, the
nobles would not suffer the people to inquire into his
disappearance nor busy themselves about it, but exhorted them
all to honour and revere Romulus, since he had been caught up
into heaven, and was to be a benevolent god for them instead of
a good king. [This is followed by suspicion of murder and
appearance of Romulus to Julius Proculus] (Plutarch, Lives
I, 27:7).
Here the death of Romulus is mentioned and then
denied as a rumor. Ascension is thus affirmed as translation to
heaven when Romulus was alive. Romulus makes one appearance after
ascension but the appearance does not start the belief in ascension
but simply provides further confirmation of it. Moreover, the
appearance is here meant to prove that Romulus did not die, since it
is used to counter the rumor that he was murdered by the senators.
It is possible that the rumor that the senators
killed Romulus and presumably disposed of his body was true and that
this rumor was countered by the senators by a rumor of their own:
Romulus was taken up into heaven. This latter rumor turned out to be
the more appealing as it fitted with the tendency to glorify
Romulus. If so, then this would be similar to the case of the fire
in Rome in the time of Nero. The rumor said that Nero himself was
responsible for the fire, which Nero countered by starting another
rumor that the hated Christians set the ancient city on fire.
HERAKLES.
The story of Herakles' ascension is told in Diodorus Siculus,
Library of History, 4:37-38. He was accidentally poisoned by his
wife and fell sick with an increasingly worsening condition. At last
he sent for an oracle from Delphi where Apollo commanded that
Herakles be brought to Oite and a great funeral pyre be constructed
near him. The rest was to be left to Herakles and Zeus. When this
was done by Iolaos, seeing the funeral pyre, Herakles lost hope,
climbed onto the pyre and upon his request the pyre was lit.
Immediately, a lightning bolt
fell from heavens; the pyre was completely consumed. After this,
those who were with Iolaos came to the bone-gathering, but they
found not one bone anywhere. They supposed that Herakles, as the
oracle had proclaimed, had crossed over from human circumstances
to that of the Gods.
Herakles goes to the pyre while still alive and
probably rises from it alive. The fire seems to serve the same
purpose as the clouds under which Romulus ascends to heaven: hiding
the ascending hero from the onlookers. (Fire is also connected in 2
Kings 2:11 with the ascension of Elijah, though in a different way.)
As in the case of Romulus, the ascension of Herakles involved a
process of transformation of the physical body, since his bones were
nowhere to be found. Another tradition, however, seems to assume
Herakles' spiritual ascension after his death. Herakles declares
from heaven: "my fathers' [divine] part has been given to heaven,
yours [mortal part] to the flames."
ALCMENE,
the mother of Herakles. "It is said also that the body of Alcmene
disappeared, as they were carrying her forth for burial, and stone
was seen lying on the bier instead" (Plutarch, Lives I, 28:6).
CLEOMEDES OF ASTYPALEIA.
During a boxing match, Cleomedes kills his opponent and as a result
denied the prize. In rage he pulls down the pillar of supporting the
roof of a school housing some 60 children. When the parents want to
stone him, he takes refuge in the sanctuary of Athena, where he
enters a chest and closes the lid on top. The angry parents try to
open the chest but cannot. Finally, they break it open, but
Cleomedes is not found there; he has disappeared. Envoys are sent to
Delphi to find out what this means. The reply said: "Last of heroes
is Cleomedes of Astypaleia. Honor him with sacrifices as being no
longer a mortal." From that time on, Cleomedes was honored as a hero
by the Astypaleians (Pausanias, Descriptions of Greece, III,
9:6-8).
APOLLONIUS.
This miracle-working sage who lived in the second half of the first
century C.E has an extensive biography written by Philostratus
around 218 C.E. Philostratus says that Apollonius was tried before
Domitian for not wearing clothes made from animal skin or wool, for
being considered equal with the gods, being a sorcerer and plotting
to overthrow the emperor. After hearing the defendant, Domitian
acquits him but the defendant does not need such acquittal. For, not
being a mortal man, he cannot be harmed. To demonstrate this
Apollonius vanishes from the court room. Philostratus later relates
traditions about the "death" of his hero:
Some say he died in Ephesus while
being served by two slave women ... But others say he died in
Lindos; that is, they say he entered the temple of Athena and
just disappeared once he got inside. But those who live in Crete
say he died in a more remarkable way than the way the people of
Lindos tell. For they say that Apollonius lived in Crete, an
object of greater veneration than ever before and that one day
he came to the temple of Dictynna (Artemis) at a deserted hour.
Dogs are kept there as a guard for the temple, keeping watch
over the riches inside it and the Cretans consider them as
fierce as bears or other wild beasts. But when he comes up, they
do not bark but come up to him wagging their tails, something
they would not do even to those very familiar to them. The
temple attendants thereupon arrest and bind Apollonius on the
grounds of being a wizard (goes) and a thief, claiming he
had thrown the dogs something to soothe them. But around the
middle of the night he freed himself and after calling to the
men who had tied him up so as not to be unobserved he ran up the
gates of the temple, which immediately opened by some unseen
power, and when he had gone inside, the gates closed together
again as they were shut originally. Then the voices of young
women singing came forth from inside the temple and the song
was: "Come from earth, come to Heaven, come."
By the time the temple attendants get the locked door
open again, Apollonius has disappeared, that is, gone to heaven.
Philostratus says that no grave could ever be located
for Apollonius and therefore he gives some guarded credence to the
reports of his "ascension" or translation to another world without
death. But there are some strong indications in the writing of
Philostratus that the earlier tradition accepted the death of
Apollonius and affirmed the immortality of his soul like that of the
soul of any other human being, except that his soul achieved a
divine status.
a) According to the first of the traditions quoted
above, "some say he died in Ephesus while being served by two slave
women."
b) During his trial, Apollonius addresses Domitian
and tells him:
"Give me my freedom, if you
will, but if not, then send someone to imprison my body, for it
is impossible to imprison my soul! Indeed, you will not even
take my body, for you cannot kill me since I am not a mortal
man," and, saying this, he vanished from the courtroom ....
The underlined words suggest a contrast between body
and soul made by a courageous sage: Domitian can imprison his body
but not the soul. However, subsequently, even the body is said to be
safe from the tyrant. It seems likely that the underlined words
represent the earlier point of view.
c) To prove that Apollonius is not dead, Philostratus
finishes his biography with a story of a young doubting disciple who
does not believe that the soul is immortal and therefore that
Apollonius is still alive. One day the youth was sitting in the
company of other youth when he suddenly falls asleep and sees
Apollonius appear to him. The youth wakes up, shouting, "I believe
you." No one else sees or hears anything. This story seems to assume
the death of Apollonius and only a spiritual existence after death.
Later traditions used by Philostratus, however,
wanted to present the departure of Apollonius in a more remarkable
light and were not content with affirming only a spiritual existence
of Apollonius after death. Therefore the death of Apollonius is
effectively denied by reinterpreting it as disappearance or
ascension in both body and soul.
ANTINOUS.
This handsome young man was a favorite of the emperor Hadrian, which
was either a misfortune because he died young or a great piece of
luck because he became a god. We read about him in several sources.
The most reliable account is given by Dio Cassius, Roman History
69:11:2:
Antinous was [Hadrian's] darling
boy and died in Egypt; he either fell into the Nile, as Hadrian
writes, or, what seems to be the truth, he was offered as a
sacrifice. ... Thus he gave divine honors to Antinous, either
because of his love for him or because he died voluntarily (it
apparently was necessary for a life to be freely offered to
accomplish what Hadrian wanted). ... Finally, Hadrian said he
had seen a certain star which, it seemed to him, was that of
Antinous and he welcomed mythical stories of his friends,
namely, that the star really was created from Antinous' soul and
had just then appeared.
It is clearly admitted that only the soul of Antinous
was raised to be a star among the stars which in pagan thought meant
to be a god among gods. It is therefore not surprising that Clement
of Alexandria says:
But now there is a grave for
Hadrian's lover, as well as a temple and a city of Antinous, for
graves are held in awe by the Egyptians like shrines; pyramids
and mausoleums and labyrinths and other shrines of the dead --
as if they were the graves of their Gods. (Protrepticus
4).
APPLICATION TO THE JESUS TRADITION.
The ascension stories in paganism are in many essential ways similar
to those in the Jewish tradition. Thus in some of the pagan stories
considered above, the ascension occurs without death (Romulus,
Apollonius, Cleomedes, and possibly, Herakles). In others it occurs
after death and resurrection and there is an equivalent of an empty
tomb (Aristaeus, Alcmene, and, possibly, Herakles). Only in one
case, the ascension takes place in the spiritual sense only (Antinous).
It thus seems that the tradition of ascension, as a rule, assume
that either the person or his (dead) body should be missing.
What direction the tradition takes seems to depend on
how strong is the tradition of the death of the hero and how far
some people have reasons to perpetuate it. Antinous was officially
known to be dead and was buried with honors bestowed by the highest
authority in the land: the emperor himself. Therefore the tradition
found it difficult to not deny or reinterpret the death or otherwise
affirm ascension in body by an empty-tomb story. It could only talk
either in terms of a spiritual ascension or a posthumous existence
of the type imagined in Egyptian mythology, as in the case of Osiris,
who was sometimes identified with Antinous. And even this type of
ascension or posthumous existence required imperial backing.
Romulus, in contrast, might have been killed by the senators, of
course, in great secrecy, so that the circumstances of his death
were not generally known. As a result his death could be denied and
his ascension, in both body and soul, could be not only affirmed but
also actually described. Similarly, in case of Apollonius the
circumstances of his death seem to be ambiguous enough or there were
no people who were interested in insisting on his death, so that the
death could be denied. The case of Aristaeus is somewhere between
the cases of Antinous and Romulus. The tradition of his death seems
to be strong enough to oblige later believers to take it into
account and make the ascension follow death and resurrection. Thus
the tendency clearly is to affirm ascension without death whenever
the development of tradition allows it.
Occasionally ascension is followed by an appearance
or two of the ascended person, but appearances are generally not the
ground for belief in the ascension but only a further confirmation
of it. There is a tendency to shy away from describing the actual
ascension. As in the case of the Jewish tradition, so also in the
pagan tradition, the actual ascension is described only in one case
(Romulus), in this one case the death of the hero is not affirmed;
indeed, the death is expressly denied.
One may assume on the basis of the example of
Apollonius that in all cases the tradition of ascension of a hero
starts as an ascension of his soul and it only gradually includes
his body as well. But the above review does not support this. In
case of Antinous, the spiritual ascension never becomes bodily
ascension. And we have no evidence that the ascensions of Aristaeus
and Romulus were at one time understood only in a spiritual sense.
The ascension of Jesus is more similar to that of
Romulus than of other figures. In both cases the ascension is
actually described. Like Romulus Jesus is also caught up in clouds
as he ascends. At the ascension of both there are extraordinary
events. Jesus' ascension is most unlike that of Antinous. We have no
evidence that his ascension was affirmed only in a spiritual sense
in the beginning. As in case of Romulus and Apollonius, the death of
Jesus was denied or reinterpreted as an illusion by some people,
e.g., the gnostics. But in case of Jesus there were people from the
beginning who had found a use for the tradition of Jesus' death and
therefore a motivation to continue it. Consequently, the case of
Jesus is also like that of Aristaeus in that there also developed
the idea of the ascension after resurrection from the dead. Had
there existed among the people a firm knowledge of the death of
Jesus, we should expect that the development of the traditions of
his ascension would have taken place over a longer period and with
much greater hesitation, if at all. But the fact is that a strong
and confident tradition of Jesus' ascension is very early. This
makes it probable that Jesus' ascension originally did not assume
his death.
THE "DYING AND RISING" GODS
The following outline of the myths about dying gods
who live after their death is largely based on Samuel Noah Kramer,
From the Tablets of Sumer, Walter Burkert, Ancient Mystery
Cults, Jocelyn Godwin, Mystery Religions in the Ancient World,
Yves Bonnefoy, Mythologies, Mary Allen Snodgrass, Voyages
in Classical Mythology, and Anthony S. Mercantate, The Facts
on File Encyclopedia of World Mythology and Legends.
DUMUZI and INANNA. The
earliest extant record of gods who die and then somehow continue to
have a potent existence is found in the Sumerian tablets in a story
about a goddess Inanna and her husband, the shepherd-god Dumuzi.
This story runs as follows:
Though already the queen of heaven, Inanna desires to
rule also the nether world. Consequently, "from the 'great above'
she sets her mind toward the 'great below'." Fearing death at the
hands of the queen of the nether world, who is none other than her
own older sister and bitter enemy Ereshkigal, Inanna gives to her
vizier Ninshubur a list of gods whom he is to contact one after the
other in case she fails to return after a period of three days.
Then, abandoning heaven and earth and her lordship over them, she
adorns herself in her queenly robes and jewels and descends into the
nether world with the "seven divine laws."
At the gate of the palace of the nether world, she
asked by the gatekeeper, "Who, pray, are you?" "I am the queen of
heaven, the place where the sun rises," Inanna replies. But what is
the queen of heaven doing in this "land of no return"? Inanna
replies by a lie: she wants to participate in the funeral rites of
her older sister's husband. The gatekeeper goes to Ereshkigal to
seek permission. Angry, the older sister grants permission but
instructs the gatekeeper to strip Inanna of her robes and jewels
piece by piece as she enters the seven gates of the palace one after
the other. When the gatekeeper carries these instructions, Inanna
protests but she is told to be silent and to submit to the "just
laws" of the world into which she has come. After entering the
seventh gate, she is brought before Ereshkigal and her seven
fearsome judges. Inanna is condemned and Ereshkigal by her fastened
"eye of death," "word of wrath," and "cry of guilt" turns her sister
into a corpse which is then hung from a nail.
Three days and three nights pass when her faithful
vizier Ninshubur starts to act on her instructions and seeks help
from the gods. Just as Inanna expected, none of the gods responds
except the last one to be contacted, Enki, the god of wisdom. This
god sends two sexless creatures with the "food of life" and the
"water of life" to be sprinkled on Inanna's impaled corpse. When the
sprinkling is done, Inanna revives. But she is allowed to leave the
nether world subject to the law that those who leave must send a
substitute. To make sure that Inanna complies, heartless demons are
sent with her as she ascends to the world above.
Being a goddess, her substitute must be a deity. The
first two gods she encounters when she comes above are spared
because they prostrate themselves before her. Her husband Dumuzi,
however, does not prostrate before her and for this lack of proper
respect she hands him over to the demons to be taken to the nether
world as her substitute. Dumuzi weeps, his face turning green, lifts
his hand toward heaven and begs the sun-god Utu to free him from the
clutches of the demons.
Unfortunately, the tablet comes to an end in the
middle of Dumuzi's prayer to Utu. But since Dumuzi is known to be an
underworld deity from various sources, including the Old Testament,
where in the Book of Ezekiel mourning for him is denounced as an
abomination, it is very probable that his pleadings were rejected by
Utu and he was carried by the demons to the nether world as an
unwilling substitute of his wife.
PERSEPHONE
or Kore ("Maiden"). She is known to be worshipped between 1200 B.C.E.
and 400 C.E. as the daughter of the grain goddess Demeter by Zeus.
According to myth, she is carried off to the underworld by Hades,
the god of death (Pluto), while she was gathering flowers. Her
mother searches for her in vain and in grief caused a famine. This
forced Zeus into action who persuaded Hades to let Persephone go.
But she had eaten the seed of pomegranate which had the effect of
binding her to Hades. So a compromise was reached: she should spend
two-thirds of every year with her mother and the other heavenly gods
and descend in the underworld for the rest of the year to be with
Hades. This is clearly connected with the vegetation cycle in
Greece: presence of vegetation during most of the year and its
disappearance during winter. It was in Eleusis, since 600 B.C.E a
seaside suburb of Athens, that Demeter and her once-lost daughter
met. So the Athenians celebrated the great festival, the Mysteria,
during which they went in a procession from Athens to Eleusis
culminating in mystery rites. There was also a lesser festival in
spring. While the mystery rites were held only in Eleusis, the
worship of Demeter and Persephone was also done elsewhere, more
notably in Sicily and Italy.
Although, Hades is the god of death and underworld is
the place where the dead are to be found, a journey to the
underworld does not necessarily imply death. Thus Dionysus goes to
Hades to bring back his mother Semele from the dead while Orpheus
does the same to bring back his wife. There is no suggestion that
Dionysus and Orpheus died as they descended into Hades. Thus in
Persephone we have a goddess who periodically "rises" but never
really dies.
ADONIS.
He is a Greek form of the Sumerian Dumuzi (semitic Tammuz) whom
semitic people addressed as Adonai (my Lord) which in Greek became
Adonis. According to one legend, Aphrodite inspired Smyrna (Myrrha),
the daughter of the Syrian king Theias, with love for her father.
She deceived the king about her identity and conceived by him
Adonis. When Theias found out, he wanted to kill her but gods turned
her into a tree of the same name. Ten months later, the tree burst
open and Adonis was born. Aphrodite gave the beautiful child to the
care of Persephone who refused to give him back to Aphrodite when
the latter wanted him. The dispute was settled by Zeus who decided
that the Adonis should divide each year in three parts, one for
Persephone, one for Aphrodite and one for himself. In this myth
there is no suggestion of the death of Adonis.
According to another legend, Adonis was killed by a
boar and Aphrodite mourned him. In this version there is no
suggestion of any resurrection; indeed, Aphrodite commemorates
Adonis in a flower. Even when the two versions are combined it is
not always clear whether the alteration of Adonis between the upper
and lower worlds precedes his death or follows it. Annual festivals
called Adonia were held in his honor from fifth century B.C.E.
at different places in Greece and later at Babylus and Alexandria.
At Babylus, the waters of the "river of Adonis" were tinted with
blood in memory of the mortal wound inflicted on Adonis by the boar.
There were lamentations and a funeral sacrifice followed by a
procession to escort the living Adonis to the open air. Lucian in
the second century C.E. says that on the third day of the festival a
statue of Adonis is "brought into the light" and addressed "as if
alive". But he then says that women cut their hair as a sign of
mourning. At Alexandria there was also mourning followed by joy,
according to Christian Cyril of Alexandria. But Theocritus tells
that the festival began with rejoicing at the union between Adonis
and Aphrodite and this was followed by lamentation and mourning,
although Theocritus ends his poem with a reference to the alteration
of Adonis between upper and lower world. Thus the two traditions
about Adonis, one which does not talk about his death and the other
which talks about his being killed by a boar do not get combined in
a clear way. We can say with confidence only that Adonis was capable
of being simultaneously mourned as a corpse and worshipped as a
guest in a feast. It is only in Christian writers that we find a
clear sequence: death followed by resurrection. Thus commenting on
Ezekiel 8:14, where Ezekiel is brought in a vision to the Northern
entrance of the temple and shown women sitting and mourning for
Tammuz, Origen says: "The god that the Greeks call Adonis is called
Thammuz among the Jews and Syrians. It appears that certain sacred
ceremonies are held each year; first he is mourned as if he had
ceased to live, and then he is a cause for rejoicing, as if he had
been brought back to life. But those who pride themselves on the
interpretation of Greek mythology and what is called mythical
theology say that Adonis is the symbol of the fruits of the earth,
which are mourned when they are planted but through their growth
bring joy to the farmers." It is not clear whether the words "first
he is mourned as if he had ceased to live, and then he is a cause
for rejoicing, as if he had been brought back to life" is a
Christian interpretation of the pagan myths or they reflect the fact
that by the Christian era the belief in the death and resurrection
of the god had already become more explicit than seems to be the
case in pagan sources. In any case, it is clear that the belief in
the death and resurrection of Adonis is the result of a combination
of two traditions, one talking about his death and the other having
no reference to the death.
ATTIS.
He is known to be worshipped between 500 B.C.E. and 400 C.E. He is
said in some texts to be a shepherd. Most texts identify his mother
as Nana, a virgin who conceived him by putting a ripe almond or
pomegranate in her bosom.
According to one of several legends, he was a
descendent of Agdistis, a hermaphrodite who sprung from the earth by
the seed of Zeus. Agdistis was enamoured of Attis who was
exceptionally beautiful and youthful. When Attis wanted to marry,
Agdistis struck him with frenzy and as a result Attis castrated
himself and bled to death. In remorse, Agdistis prevailed upon Zeus
that the body of the youth should never decay or waste. In a
variant, Attis kills himself under a pine tree, at the foot of which
violets sprang from his blood. The Great Mother Goddess and Agdistis
carry the pine tree to her cave, where they lament the death of the
youth. Zeus not only prevents his body from decay and waste but
allows his hair to grow and his little finger, symbolizing penis, to
move. This is as close as Attis comes to being resurrected.
According to another legend, in Ovid's Fasti,
it was the Great Mother Goddess Cybele herself (brought to Rome from
Anatolia in 204 B.C.E.) who was in love with Attis, her son. Attis
fell in love with a nymph, thus incurring the wrath of Cybele who
caused him to become insane. In his insanity, Attis castrated
himself and bled to death. Sometimes Attis is castrated by someone
else. Cybele and Attis are worshipped together, with Attis always
occupying a secondary position. In her native Orient some devotees
followed the example of Attis; they emasculated themselves, and
totally devoted themselves to the goddess.
The above legends represent the old Phrygian
tradition. In the old Lydian version, Attis was killed by a boar.
Another series of later traditions deny his death by wounds, but do
not tell of his death otherwise. Post-Christian reflections suggest
that he was reborn and united with Cybele.
From Claudius onward, the festival of Cybele and
Attis included the following spring-related rites: On 15 March there
took place the entry of the 'reed-bearers', whose exact significance
is uncertain, and the sacrifice of a six-year-old bull. A week
later, at equinox proper, a procession carried a tree, the evergreen
pine under which Attis died. The tree, decked with funeral purple,
was laid to rest in the temple of the Mother as in a sepulchre.
March 24 was a day of mourning, fasting and sexual abstinence. The
priests would whip themselves and neophytes would mutilate
themselves, some carried away by ecstasy, would completely follow
Attis and kill themselves. The Roman poet Catallus in his Carmina
tells of a priest who was possessed with such religious frenzy that
he castrated himself. He later lamented at his action. Rituals
practiced on March 24 often also included taurobolium which
refers to the slaughter of a bull over a perforated platform,
through which the blood rained over the initiate standing in a pit
below. With the dawn of 25 March all mourning came to an end and
there was rejoicing. This rejoicing is not said explicitly to
commemorate Attis' resurrection. The next day (March 26) was a day
of rest which was followed by a final day of worship and rejoicing.
Once again we find that there are traditions which do
not talk of the god's death and there are those that do talk of his
death but do not talk of his resurrection. If finally the belief in
the death and resurrection did develop, it probably did so in order
to harmonize the two types of traditions.
OSIRIS
(Egyptian Asar, Ausar or Ser), was originally an Egyptian king and
was only later deified. He was worshipped between 3000 B.C.E. and
400 C.E. as the counterpart in death of the sungod Re. His sister,
Isis, and brother, Seth, play a central part in the myths about him
found in both Plutarch (early second century C.E.) and in much
earlier Egyptian texts. According to these myths, Seth persuaded
Osiris to enter in a tightly fitting sarcophagus during a drunken
party. The coffin was nailed and thrown into Nile. It washed ashore
at Babylos in Lebanon, where it became encased in the trunk of a
tree. The trunk was eventually cut and used as a pillar in the
palace of the local ruler. After years of searching, Isis found the
body of her brother and brought it home, revivifying it. According
to the Egyptian Hymn to Osiris Horus was conceived by Isis
when she impregnated herself with the semen of Osiris after she had
revivified him. However, according to Plutarch Horus was born to
Isis and Osiris before the latter's death at the hands of his
brother. In any case, Seth found the body of Osiris and cut it into
fourteen pieces which he scattered along the Nile valley. Isis again
searched for her brother-husband and succeeded in finding all the
pieces except the penis and buried them at the sight of various
sanctuaries. She restored the penis with a replica which became a
focus of the cult of Isis and Osiris.
To the extent the dead Osiris is revivified by Isis
it is possible to speak of the god's resurrection. But
revivification was not always an integral part of the myth. A
version of the myth used in Anthony S. Mercantate, The Facts on
File Encyclopedia of World Mythology and Legends, does not speak
of Osiris' revivification. In this version it is the dead body that
is found by Seth and cut in different 14 pieces. Isis finds 13 of
these pieces and buries them in different places. Later it is Osiris'
spirit that appears to Horus and urges him to avenge his murder.
Horus battles his uncle but Isis saves him from final destruction at
the hands of Horus. This angers Horus who cuts the head of his
mother, which Thoth replaces by the head of a cow.
In any case, Osiris' revivification only means a
temporary return to life above the earth. His final fate according
to all versions is certainly that of existence in the realm of the
dead. This is why each Egyptian king was regarded as the divine
embodiment of Horus in life, but became Osiris in death. The
repeated formula: "Rise up, you have not died," whether applied to
Osiris or to an Egyptian citizen, referred only to a new kind of
life in the underworld. In other words the myths and rituals
connected with Osiris stress continued life for the dead but not
resurrection of the dead.
DIONYSUS
is known to be worshipped between 1500 B.C.E. and 400 C.E. as the
god of wine and ecstasy. He originated probably in Phrygia or Lydia,
then was worshipped throughout Greece, and later, under the name
Bacchus, throughout the Roman empire and beyond, surviving well into
the Christian era. The mysteries centered around his worship were
the most widely spread and also among the oldest, appearing in the
documentation not long after the sixth century B.C.E. The name may
mean "son of God".
According to one legend Dionysus was born of the
union between Zeus and Semele ("earth"). Hera, the wife of Zeus who
punished his paramours and their children, beguiled Semele and
enticed her to view the mighty god in his primal form and when he
obliged she was annihilated by the epiphany. But Zeus or Hermes
saved the infant. Zeus secured him in a slit in his thigh until he
reached maturity and was thus born a second time. Hera attacked
Dionysus through the Titans who dismembered him and stewed him in a
great pot. From his blood grew a pomegranate tree. Rhea, his
grandmother gathered up his remains, reformed him, and placed him in
the care of Persephone, who located worthy foster parents for him in
North Africa, away from Hera. Later, after spreading his worship
throughout the world, Dionysus descends in the underworld to bring
his mother back.
This outline clearly contains the idea of the death
of Dionysus and his subsequent return to life or resurrection. This
outline, however, represents only one possible way of selecting
individual mythical stories. In another version, there is no mention
of any killing by the Titans on behalf of Hera. Hera simply causes
Dionysus to become mad, sending him wandering around the world. Rhea
restores his senses. In other stories, Dionysus, as the god of vine,
is connected with the vegetation cycles: he is said to sleep or to
be bound during winter and to wake up or be untied in spring.
Delphians could even think of Dionysus as a "dead" god like Osiris
and believe that his remains lied buried near the oracle (Nilsson,
The Dionysiac Mysteries, p. 39). Sometimes he was regarded
also as a god of the dead, being identified with Plutos-Pluton, the
god of the underground precious metals, who in turn was identified
with Hades, the god of the dead.
Killing of Dionysus by the Titans seems to have been
an independent myth. In another form of this myth, Dionysus is
identified with "Zagreus" the son of Zeus by his daughter
Persephone. Zeus designated this Dionysus as his heir. But Titans
who reigned the world were jealous; they lured him when he was still
a child and then dismembered him and cooked and ate all the pieces
except the heart which was rescued and preserved by Athena. Zeus
burned the Titans in anger and created mankind out of their ashes.
This is sometimes combined with the birth from Semele by the story
that after his murder by the Titans the heart of Dionysus Zagreus
was saved by Athena or by Zeus and used in a potion taken by Zeus
himself or Semele which resulted in the birth of Dionysus. Sometimes
Dionysus is called "twice-born" in the sense that he was once born
of Persephone and then of Semele, rather than in the sense that he
was once born of Semele and then of Zeus (the thigh-birth). (See Ch.
10 for more about Dionysus.)
APPLICATION TO THE JESUS TRADITION.
The question that we now consider after reviewing the main myths
about the so-called dying and rising gods is: Do these gods enable
us to understand the tradition of Jesus' ascension in the face of a
firm knowledge about his execution? In Chapter 10 it would be argued
that paganism generally and the dying gods who somehow live after
their death provided a background in which the belief in Jesus as
the dying and rising Christ could grow and which at some stage even
influenced Christianity outside Palestine in some important ways.
But paganism does not seem to have played any decisive role in the
origin of the concept of the dying and rising Messiah. In
particular, for the following reasons it is highly unlikely that
these gods could have created or even facilitated the creation of
the tradition of Jesus' ascension in the face of a firm knowledge of
his execution:
a) The belief in Jesus' ascension
originated in Palestine. While Palestinian Jews were not immune
to Gentile influences, especially in Galilee, it is still
difficult to imagine that Jesus followers who were by all
indications practicing Jews would apply stories about pagan
idols to their teacher.
b) When Jesus' ministry ended, he
was still considered only a man. His disciples addressed him as
"Rabbi!" while people generally thought of him as a prophet like
John the Baptist. It is one thing to find gods dying and rising
in myths that originally explained the vegetation cycles and
quite another to find a story about a real human being like
Jesus ascending to heaven after having been known to be
executed. Stories of Aristaeus, Romulus, Herakles, Apollonius
and Antinous related earlier show that even pagans did not
imagine their heros to have risen from the dead and then
ascended to heaven. As a rule, they either denied their death or
spoke of the ascension of their divine part only. Out of the
five figures, only Aristaeus comes close to being a figure who
starts his carrier as a human being and about whom it is said
that he died and then rose again to ascend to heaven and in his
case we do not know how many years it took for the tradition to
arrive at that scenario. Moreover, in case of gods the
motivation to talk about the death and resurrection would be to
explain some aspects of Nature and Man but what would be the
purpose of declaring the ascension of a man such as Jesus if he
was executed? And why was this particular man the only one who
was declared in Palestine to have ascended to heaven after his
death under the influence of the myths?
c) Our review of the myths about
the so-called dying and rising gods shows that these gods either
do not "rise" or do not "die". When some idea of both death and
resurrection can be found, it in most cases becomes explicit
only in post-Christian documents and mostly in Christian writers
and seems to be the result of a combining of two originally
independent myths, those that talked about the god's death and
those that did not. The most clear case of a deity who is
executed and then rises again is that of the Sumerian goddess
Inanna. But there is no evidence that her story was alive around
the time the Jesus tradition originated and took shape. It
should also be noted that the idea of the death and
resurrection/ascension of a god was by no means natural to
paganism, as can be seen from the response to the doctrine of
Euhemerus (fourth-third century B.C.E.) by the poet Callimachus
(third century B.C.E.). Euhemerus taught that all gods were men
who were deified after their death in recognition of outstanding
services they did for mankind. In this connection, he narrates
the death of Zeus in Crete, the funerary rites performed by his
sons the Curetes, and theplacing of the body in the sepulchre in
Cnossos. Callimachus rejects this tradition in his Hymn to
Zeus, saying: "Cretans are always liars; for Cretans even
built your tomb, O king [Zeus], but you did not die, for you
exist forever." Neither Euhemerus nor Callimachus seem to
consider the possibility that Zeus could have died and then
risen from the dead. In case of gods whose death is recognized,
the death and life are not viewed as two irreconcilable
conditions but, under Egyptian influence, as conditions that can
exist simultaneously, so that the god can be both mourned and
worshipped. Still, some Greek writers found this combination of
mourning and worship to be irrational and objectionable. Thus
Aristotle and Plutarch both agreed with the view of Xenophanes
of Colophon that those who are mourned should not be worshipped.
Aristotle says: "To the people of Eleus who asked whether or not
they should offer a sacrifice to Leucothea and mourn her death,
Xenophanes counselled that if they thought her a goddess, they
should not mourn her, but, if they thought her a woman, they
should not sacrifice to her." And Plutarch says: "Xenophanes of
Colophon was thus right to judge that the Egyptians, if they
believed in the gods, should not mourn their death, but that if
they mourned them, they should not believe them to be gods."
Christians used this saying in their fight against paganism.
Thus Clement of Alexandria (150?-220?) says to the pagans: "If
you believe they are gods, do not lament them, nor beat your
breast; but if you mourn for them, stop thinking that they are
gods (Protrepticus 2.24.3). Christians, of course,
themselves ceremonially "remembered" (1 Cor 11:23-26) the death
of Christ and some of them also worshipped him. But for them the
resurrection of Christ justified his veneration while his
earlier death deserved remembrance. Not so for the pagan gods
who die but do not really rise. This seems to have been
recognized even by Celsus in the second century C.E. When he
responds to the Christian criticism of paganism in which gods
are both mourned and worshipped, he attributes it to a Christian
misunderstanding of paganism but does not use the Christian idea
of death and resurrection to respond to the criticism. ("The
Euhemerism of the Christian Authors," in Yves Bonnefoy,
Mythologies).
The above observations, together with those in Ch.
10, show that if pagans were presented with an existing belief about
an executed miracle worker who rose from the dead to ascend to
heaven, many of them would find it acceptable and would be attracted
to the worship of such a man as a supernatural being. But it was by
no means natural to them -- much less to the Jews under their
influence -- to create such a belief, despite their familiarity with
gods who die and then continue to have some type of potent existence
afterwards.
In summary, the belief in Jesus' ascension was
originally independent of his belief in his execution. The two
beliefs were two alternative ways of explaining the disappearance of
Jesus under mysterious circumstances.
The ascension of Jesus was in the beginning affirmed
in short formulas like "God raised Jesus" or "Jesus ascended to
heaven" or "he was lifted up". These formulas then developed into
accounts of the ascension. The earliest account of the ascension was
probably this: Jesus and some of his disciples are assembled on a
mountain in Galilee. Suddenly a cloud appears and carries Jesus to
heaven. Sometimes a voice from heaven was added to the story to
express some understanding of Jesus. (See Ch. 9).
The account of the ascension was related variously
with the other material belonging to the brief stay in Galilee after
Jesus' return there from Jerusalem. Sometimes the ascension
concluded the story of Jesus and sometimes it was followed by an
appearance of Jesus. The story of the walk on water with which the
story of the stilling of the storm has been combined originated in
this way as a story of post-ascensional appearance.
At a later stage the ascension is sometimes moved to
Jerusalem. This is done under two different motivations. First was
to deny the crucifixion: Jesus was taken to heaven on the night of
the last supper either from the Mount of Olives or Bethany.
Everything that is said to have happened afterwards such as the
arrest, execution, resurrection, is either denied or considered as
only apparent and not real. Second was to do the opposite: to affirm
the death and resurrection of Jesus. For this purpose the place of
ascension becomes the tomb.
The tradition of Jesus' ascension also developed in
another completely different direction. In this approach the
primitive formulas such as "God raised Jesus" or "Jesus ascended to
heaven" were not developed into an account of the ascension but into
the story of the empty tomb. The empty tomb established the
ascension and also combined the ascension with the execution. The
two approaches meet in the Gospel of Peter and Luke-Acts. The former
first describes Jesus' ascension from the tomb and then relate the
empty-tomb story while the latter first gives the empty-tomb story
and then describes the ascension, not from the tomb but from Bethany
or the Mount of Olives.
Thus the development of tradition may be outlined as
follows:
1) Jesus' disappearance;
2) Emergence of two alternative
explanations of the disappearance: execution and ascension.
3) Creation of eyewitness
accounts of the ascension from a Galilean mountain under the
influence of the Elijah and/or Romulus tradition; creation of
primitive passion stories;
4) Reconciliation of the
execution and the ascension by the empty-tomb story.
5) Movement of the ascension from
Galilee to Jerusalem and from the mountain to the tomb.
An alternative to our proposal is that the ascension
of Jesus was first affirmed in spiritual terms and then later became
more and more physical, creating the empty-tomb story, stories of
physical appearances of the risen Jesus and accounts of ascension.
But in both Jewish and Gentile traditions the belief in the
ascension of a figure, as a rule, requires either lack of knowledge
of the fate of a person or of the whereabouts of his body and the
ascension involves either the translation of the body to heaven or
its transformation into a new form. In Jewish thought, especially, a
sharp distinction between body and soul is not made, except,
generally under Hellenist influence as in case of Philo and Paul.
And, as we saw above, even Philo's description of the ascension of
Moses involves both body and soul. The same is true of Paul's
understanding of the resurrection/ascension of Jesus (1 Cor
15:42-43, 51-54). Moreover, this alternative proposal is not
supported by our sources. The accounts of ascension and the empty
tomb, which imply a physical ascension, are very early and we do not
possess any earlier traditions that speak of a spiritual ascension
only.